AML/CFT Audits

As a reporting entity, you are required to have an AML/CFT Risk Assessment and Compliance Programme in place.  As you will know, you need to have your compliance with the Act independently audited at least every two years, or as otherwise required by your Supervisor.

 

We specialize in the real estate and high-value retail industries and work with the individual business along with larger multi-location/franchise companies.

 

If you have any doubts regarding your obligations, please get in touch and we will happily answer any questions you have.

Pre Audit Review

We will have a meeting with you to ensure you are comfortable with the process of which the audit will follow. This is a time to check your documents are compliant with New Zealand's AML Act, meet relevant staff, and introduce ourselves and the process itself. 

 

The Audit 

We complete and provide a detailed statutory Anti-Money Laundering and Counter-Terrorism audit.  No need to worry about this.  We work with you to ensure all areas of your risk assessment and program are thoroughly reviewed. We ensure all minimum requirements are meet and offer an extended range of checks if requested.

Post Audit Review

Once the onsite audit work is completed we then draft up a completed Audit report for you to review and clarify any possible misinterpretations. This will then be finalized and presented.  We then offer a follow-up service where we go over any non-compliance and assist to ensure you understand any steps needed to ensure compliance going forward.

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